Order Routing Decision
Most Recent Compliance Report

Bluefin Research Partners, Inc.

Summary of Order Flow Payment & Routing – Q3-2017

NYSE - Section 1
Securities Listed on New York Stock Exchange
Summary Statistics:
Non-directed orders as percentage of total customer orders 34.8%
Market orders as percentage of total non-directed orders (these orders are "not held") 14.9%
Limit orders as percentage of total non-directed orders 20.0%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:








































Venue








































BTRD 0%








































BATS 0%








































ARCX

0% 









































CSFB 0%
          PERS 34.8%

 







Information Concerning Significant Venues:

  • See letter on Web page

AMEX - Section 2
Securities Listed on AMEX
Summary Statistics:
Non-directed orders as percentage of total customer orders  0%
Market orders as percentage of total non-directed orders (these orders are "not held") 0%
Limit orders as percentage of total non-directed orders 0%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:
















































Venue








































ARCX 0%








































BATS 0%








































CSFB 0%








































NITW    0%
          PERS  0% 

Information Concerning Significant Venues:

  • See letter on Web page

NASDAQ/OTC - Section 3
Securities Listed on NASDAQ
Summary Statistics:
Non-directed orders as percentage of total customer orders 34.1%
Market orders as percentage of total non-directed orders (these orders are "not held") 12.1%
Limit orders as percentage of total non-directed orders 22.1%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:
































Market Center or Venue Exchange Order Percentage
































ARCX OTC 0%
































BTRD OTC 0%
































CSFB OTC  0%
































BATS OTC 0%
        PERS OTC 34.1%

Information Concerning Significant Venues:

  • See letter on Web page

OTC-BB - Section 4
Securities Listed on OTC-BB
Summary Statistics:
Non-directed orders as percentage of total customer orders 0.0%
Market orders as percentage of total non-directed orders (these orders are "not held") 0.0%
Limit orders as percentage of total non-directed orders 0.0%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:
































Venue
































CSFB 0.0%
































BATS 0%
        PERS 0%

Information Concerning Significant Venues:

  • See letter on Web page

PSE- Section 5
Securities Listed on Pacific Stock Exchange
Summary Statistics:
Non-directed orders as percentage of total customer orders 31%
Market orders as percentage of total non-directed orders (these orders are "not held") 18.5%
Limit orders as percentage of total non-directed orders 12.5%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:
































Venue
































NYSE 0%
































BATS 0%
































ARCX 0%
































CCMX 0%
































CSFB 0%
        PERS 31%

Information Concerning Significant Venues:

  • See letter on Web page

Options - Section 6

Securities Listed on Options Markets

  • We do not execute option trades.