Order Routing Decision
Most Recent Compliance Report

Bluefin Research Partners, Inc.

Summary of Order Flow Payment & Routing – Q3-2018

NYSE - Section 1
Securities Listed on New York Stock Exchange
Summary Statistics:
Non-directed orders as percentage of total customer orders13.1%
Market orders as percentage of total non-directed orders (these orders are "not held")7.5%
Limit orders as percentage of total non-directed orders5.6%
Other orders as percentage of total non-directed orders0.0%
Venues receiving significant percentage of total non-directed orders:








































Venue








































BTRD0%








































BATS0%








































ARCX

0% 









































CSFB0%
     PERS13.1%

 







Information Concerning Significant Venues:

  • See letter on Web page

AMEX - Section 2
Securities Listed on AMEX
Summary Statistics:
Non-directed orders as percentage of total customer orders 0%
Market orders as percentage of total non-directed orders (these orders are "not held")0%
Limit orders as percentage of total non-directed orders0%
Other orders as percentage of total non-directed orders0.0%
Venues receiving significant percentage of total non-directed orders:
















































Venue








































ARCX0%








































BATS0%








































CSFB0%








































NITW   0%
     PERS 0% 

Information Concerning Significant Venues:

  • See letter on Web page

NASDAQ/OTC - Section 3
Securities Listed on NASDAQ
Summary Statistics:
Non-directed orders as percentage of total customer orders59.8%
Market orders as percentage of total non-directed orders (these orders are "not held")6.5%
Limit orders as percentage of total non-directed orders53.3%
Other orders as percentage of total non-directed orders0.0%
Venues receiving significant percentage of total non-directed orders:
































Market Center or VenueExchangeOrder Percentage
































ARCXOTC0%
































BTRDOTC0%
































CSFBOTC 0%
































BATSOTC0%
    PERSOTC59.8%

Information Concerning Significant Venues:

  • See letter on Web page

OTC-BB - Section 4
Securities Listed on OTC-BB
Summary Statistics:
Non-directed orders as percentage of total customer orders0.0%
Market orders as percentage of total non-directed orders (these orders are "not held")0.0%
Limit orders as percentage of total non-directed orders0.0%
Other orders as percentage of total non-directed orders0.0%
Venues receiving significant percentage of total non-directed orders:
































Venue
































CSFB0.0%
































BATS0%
    PERS0%

Information Concerning Significant Venues:

  • See letter on Web page

PSE- Section 5
Securities Listed on Pacific Stock Exchange
Summary Statistics:
Non-directed orders as percentage of total customer orders27.1%
Market orders as percentage of total non-directed orders (these orders are "not held")24.3%
Limit orders as percentage of total non-directed orders2.8%
Other orders as percentage of total non-directed orders0.0%
Venues receiving significant percentage of total non-directed orders:
































Venue
































NYSE0%
































BATS0%
































ARCX0%
































CCMX0%
































CSFB0%
    PERS35.7%

Information Concerning Significant Venues:

  • See letter on Web page

Options - Section 6

Securities Listed on Options Markets

  • We do not execute option trades.