Order Routing Decision
Most Recent Compliance Report

Bluefin Research Partners, Inc.

Summary of Order Flow Payment & Routing – Q2-2017

NYSE - Section 1
Securities Listed on New York Stock Exchange
Summary Statistics:
Non-directed orders as percentage of total customer orders 37.3%
Market orders as percentage of total non-directed orders (these orders are "not held") 14.9%
Limit orders as percentage of total non-directed orders 22.4%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:































Venue































BTRD 0%








































BATS 0%































ARCX

0% 































CSFB 0%
          PERS 37.3%

 







Information Concerning Significant Venues:

  • See letter on Web page

AMEX - Section 2
Securities Listed on AMEX
Summary Statistics:
Non-directed orders as percentage of total customer orders  Less than 1%
Market orders as percentage of total non-directed orders (these orders are "not held") Less than 1%
Limit orders as percentage of total non-directed orders Less than 1%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:







































Venue































ARCX 0%








































BATS 0%































CSFB 0%































NITW    0%
          PERS  Less Than 1% 

Information Concerning Significant Venues:

  • See letter on Web page
NASDAQ/OTC - Section 3
Securities Listed on NASDAQ
Summary Statistics:
Non-directed orders as percentage of total customer orders 36.1%
Market orders as percentage of total non-directed orders (these orders are "not held") 16.2%
Limit orders as percentage of total non-directed orders 19.9%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:























Market Center or Venue Exchange Order Percentage























ARCX OTC 0%























BTRD OTC 0%























CSFB OTC  0%























BATS OTC 0%
        PERS OTC 36.1%

Information Concerning Significant Venues:

  • See letter on Web page

OTC-BB - Section 4
Securities Listed on OTC-BB
Summary Statistics:
Non-directed orders as percentage of total customer orders 0.0%
Market orders as percentage of total non-directed orders (these orders are "not held") 0.0%
Limit orders as percentage of total non-directed orders 0.0%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:























Venue
































CSFB 0.0%























BATS 0%
        PERS 0%

Information Concerning Significant Venues:

  • See letter on Web page

PSE- Section 5
Securities Listed on Pacific Stock Exchange
Summary Statistics:
Non-directed orders as percentage of total customer orders 26.4%
Market orders as percentage of total non-directed orders (these orders are "not held") 20.3%
Limit orders as percentage of total non-directed orders 6.0%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:























Venue
































NYSE 0%























BATS 0%























ARCX 0%























CCMX 0%























CSFB 0%
        PERS 26.4%

Information Concerning Significant Venues:

  • See letter on Web page

Options - Section 6

Securities Listed on Options Markets

  • We do not execute option trades.