Order Routing Decision
Most Recent Compliance Report

Bluefin Research Partners, Inc.

Summary of Order Flow Payment & Routing – Q1-2013

NYSE - Section 1
Securities Listed on New York Stock Exchange
Summary Statistics:
Non-directed orders as percentage of total customer orders 51.5%
Market orders as percentage of total non-directed orders (these orders are "not held") 5.4%
Limit orders as percentage of total non-directed orders 43.0%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:



Venue



CCMX 4.1%





BATS 1.9%



ARCX

1.3%






NITW 1.2%



CSFB 11.9%
          PERS 28.0%

 
Information Concerning Significant Venues:

  • See letter on Web page

AMEX - Section 2
Securities Listed on AMEX
Summary Statistics:
Non-directed orders as percentage of total customer orders 0.0%
Market orders as percentage of total non-directed orders (these orders are "not held") 0.0%
Limit orders as percentage of total non-directed orders 0.0%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:




Venue



ARCX 0%





BATS 0%



CSFB 0%



NITW    0%
          PERS 0% 

Information Concerning Significant Venues:

  • See letter on Web page
NASDAQ/OTC - Section 3
Securities Listed on NASDAQ
Summary Statistics:
Non-directed orders as percentage of total customer orders 48.4%
Market orders as percentage of total non-directed orders (these orders are "not held") 6.3%
Limit orders as percentage of total non-directed orders 45.2%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:


Market Center or Venue Exchange Order Percentage


ARCX OTC Less Than 1%


CCMX OTC Less Than 1%


NITW OTC 1.6%


CSFB OTC 11.6%


BATS OTC 6.1%
        PERS OTC 31.3%

Information Concerning Significant Venues:

  • See letter on Web page

OTC-BB - Section 4
Securities Listed on OTC-BB
Summary Statistics:
Non-directed orders as percentage of total customer orders 0.0%
Market orders as percentage of total non-directed orders (these orders are "not held") 0.0%
Limit orders as percentage of total non-directed orders 0.0%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:


Venue




CSFB 0.0%


NITW 0.0%
        PERS 0.0%

Information Concerning Significant Venues:

  • See letter on Web page

PSE/NYSE ARCX - Section 5
Securities Listed on Pacific Stock Exchange/NYSE ARCX
Summary Statistics:
Non-directed orders as percentage of total customer orders Less Than 1%
Market orders as percentage of total non-directed orders (these orders are "not held") Less Than 1%
Limit orders as percentage of total non-directed orders 0%
Other orders as percentage of total non-directed orders 0.0%
Venues receiving significant percentage of total non-directed orders:


Venue




NYSE 0%


BATS 0%


ARCX 0%


CCMX Less Than 1%


CSFB 0%
        PERS 0%

Information Concerning Significant Venues:

  • See letter on Web page

Options - Section 6

Securities Listed on Options Markets

  • We do not execute option trades.