Please Read Carefully
Please contact us with any questions concerning these Terms
All Site content is the property of BlueFin, its licensors or its licensees and is protected by United States and foreign copyright laws and other domestic and foreign intellectual property laws. Site content may be viewed, displayed, downloaded or printed in hardcopy form for personal and non-commercial uses only. You agree not to otherwise distribute or disseminate Site content without the express prior written consent of BlueFin, which consent may be withheld by BlueFin in its sole discretion, for any reason or for no reason.
No Offer, Solicitation or Advice
The Site is not intended to provide investment advice and neither the Site content nor any opinion expressed herein shall be construed as an offer to sell or a solicitation of an offer to buy any security. Neither the Site nor any portion thereof constitutes an offer of any product or service in a jurisdiction where the offer of such product or service would be prohibited by foreign, federal, state or local regulation. You acknowledge that no portion of Site content is intended as a recommendation of any security.
Disclaimer of Warranties
BLUEFIN MAKES NO REPRESENTATION OF ANY KIND REGARDING THE CONTENT OF THE SITE OR ANY PORTION THEREOF. THIS SITE AND ITS CONTENT ARE PRESENTED "AS IS", AND BLUEFIN EXPRESSLY DISCLAIMS ANY AND ALL WARRANTIES OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, IMPLIED WARRANTIES OF TITLE, NONINFRINGEMENT, MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE. FURTHERMORE, WE EXPRESSLY DISCLAIM ALL WARRANTIES AS TO THE RELIABILITY, ACCURACY, TIMELINESS, USEFULNESS, ADEQUACY, COMPLETENESS OR SUITABILITY OF THE SITE AND ITS CONTENT. THROUGH YOUR USE OF THE SITE, YOU EXPRESSLY ASSUME ANY AND ALL RISKS.
Limitation of Liability
NEITHER BLUEFIN NOR ITS AGENTS OR LICENSORS SHALL BE LIABLE TO YOU OR ANY THIRD PARTY FOR ANY LOSS OR INJURY RESULTING DIRECTLY FROM THE USE OF THIS SITE FOR ANY REASON INCLUDING, BUT NOT LIMITED TO, THE FIRM’S NEGLIGENCE OR THE ACTS AND/OR OMISSIONS OF THIRD PARTIES. IN NO EVENT WILL BLUEFIN, ITS AFFILIATES, AGENTS, LICENSORS OR LICENSEES BE LIABLE TO YOU OR ANY THIRD PARTY FOR ANY DECISION MADE OR ACTION TAKEN, OR NOT TAKEN, BY YOU IN RELIANCE ON THIS SITE OR ITS CONTENT. BLUEFIN AND ITS AFFILIATES, AGENTS, LICENSORS AND LICENSEES SHALL NOT BE LIABLE FOR ANY DAMAGES INCLUDING, BUT NOT LIMITED TO, CONSEQUENTIAL, SPECIAL, INCIDENTAL, INDIRECT, OR SIMILAR DAMAGES, EVEN IF PREVIOUSLY ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.
As a Term for your use of the Site, you expressly agree to indemnify and hold BlueFin and its third party providers harmless from and against any and all claims, losses, liability, costs and expenses (including, but not limited to, actual attorneys' fees) arising from your use of the Site, or from your violation of these Terms.
Because BlueFin offers broker/dealer and related services to its clients, we may act as principal for our own account or act as agent for our customers in connection with the sale or purchase of securities that are the subject of BlueFin’s research and analysis. Any profit or compensation which BlueFin would be entitled to in connection with such a transaction could potentially create a conflict of interest. You acknowledge this potential conflict and understand that you may choose other broker/dealers for such securities transactions.
In compliance with SEC Rules 11Ac1-3 and 11Ac1-6, we are required to disclose the following information regarding Payment for Order flow, Order Routing Decisions, and Execution Practices.
BlueFin receives no remuneration for directing orders in Over-the-Counter (“OTC”) securities to particular OTC market makers for execution. All OTC orders taken by the Firm and executed through OTC market makers are held to "best price" practices and are exposed to price improvement opportunities.
BlueFin is required to make publicly available electronic reports that include uniform statistical measures of execution quality, payment for order flow data and the venues to which customer orders are routed to all Market Centers. “Market Centers” are defined as "any exchange market maker, alternative trading system, national securities exchange, or national securities association." This information is available from our website, www.Bluefinresearch.com, or in writing upon request. These execution reports will become available thirty (30) calendar days after the end of each fiscal quarter. Upon a customer request, we will also disclose where an individual order was routed. Click here for the most recent report.
In providing products and services, BlueFin may collect individual client information such as, but not limited to, names, addresses, social security numbers and information concerning client transactions (“Nonpublic Personal Information”). We restrict access to Nonpublic Personal Information about our clients to Firm employees who need to know such information to provide client products or services. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard client Nonpublic Personal Information.
BlueFin does not rent or sell Nonpublic Personal Information of its clients or former clients to any third party. Client Nonpublic Personal Information is only disclosed to third parties as necessary to service client needs or as may be required by law. Any third party who receives Nonpublic Personal Information of BlueFin’s clients or any former client is required by law and/or contract to safeguard the confidentiality of that information and may not use such information for any unauthorized purpose.